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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-01
MD RA APPROVED 1999-10-19
VA RA APPROVED 1999-09-02
  • TX RA
    APPROVED_RES
    Since 2016-09-01
  • MD RA
    APPROVED
    Since 1999-10-19
  • VA RA
    APPROVED
    Since 1999-09-02

Branch Locations

7711 Belle Point Drive, Greenbelt, MD 20770 • United States

Laurel, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greenbelt MD 09/2005 03/2020
Ameriprise Financial Services, Llc Greenbelt MD 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 7711 Belle Point DrGreenbelt, MD 20770, ,; ; . Board of Directors; William Averette Anderson Fund; Treasuer; 13725 Creekside Dr., Silver Spring, MD 20904, ,; ; 04/17/2014; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-17
S65 Uniform Investment Adviser Law Examination 1996-10-23
  • S63 Uniform Securities Agent State Law Examination
    2012-12-17
  • S65 Uniform Investment Adviser Law Examination
    1996-10-23
Designations
Other Names
  • Preal Sowell

View on SEC IAPD

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