Ryan Christopher Faley

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Ameritrade	Merrick	NY	02/2016	09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Garden City	NY	09/2017	05/2019
Unemployed	Mineola	NY	10/2016	05/2017
First Service Residential	New York	NY	05/2017	08/2017
Bank Of America, N.A.	Garden City	NY	11/2017	05/2019
Axa Advisors, Llc	New York	NY	05/2019	06/2020
Equitable Advisors, Llc	New York	NY	05/2019	Present

02/2016 → 09/2016

Td Ameritrade

Merrick, NY
09/2017 → 05/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY
10/2016 → 05/2017

Unemployed

Mineola, NY
05/2017 → 08/2017

First Service Residential

New York, NY
11/2017 → 05/2019

Bank Of America, N.A.

Garden City, NY
05/2019 → 06/2020

Axa Advisors, Llc

New York, NY
05/2019 → Present

Equitable Advisors, Llc

New York, NY

2017-10-19 → 2019-05-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY
2016-03-17 → 2016-10-04

Td Ameritrade, Inc.

Garden City, NY

Merrick, NY
2016-03-18 → 2016-10-04

Td Ameritrade Investment Management, Llc

Merrick, NY

Garden City, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-16
S63	Uniform Securities Agent State Law Examination	1996-09-30