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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-02-14
  • TX RA
    APPROVED
    Since 2006-02-14

Branch Locations

10101 Reunion Place Ste 360, San Antonio, TX 78216 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc San Antonio TX 03/2000 Present
Massmutual Life Insurance Co San Antonio TX 03/2000 Present
Other Businesses

NAME: ORAN JAMES TSAKOPULOS III INV REL: Y ADD: 10101 REUNION PL SUITE 360 SAN ANTONIO TX 78216 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, AGENT START DATE: 2000 HR/MO: 10 HR/MO DURING SEC TRADING: 10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-02
S63 Uniform Securities Agent State Law Examination 1997-04-29
  • S65 Uniform Investment Adviser Law Examination
    2006-02-02
  • S63 Uniform Securities Agent State Law Examination
    1997-04-29
Other Names
  • Oran J Iii Tsakopulos

View on SEC IAPD

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