Ronald Frank Gilmore

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 09/2020
  Ameriprise Financial Services, Inc.
  Richmond, VA
• 09/2020 → Present
  Cetera Advisors Llc
  Denver, CO
• 04/2021 → Present
  Ronald F Gilmore, Corp
  Powhatan, VA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-05-17 → 2020-09-02
  Ameriprise Financial Services, Llc
  Richmond, VA
• 2004-01-09 → 2012-05-18
  Truist Investment Services, Inc.
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
• 2003-01-03 → 2003-12-16
  Securian Financial Services, Inc.
  Richmond, VA
• 2002-05-20 → 2003-01-03
  Investment Advisory Group, Inc.
  Richmond, VA

Other Businesses

1. RONALD F GILMORE, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, S CORP, STARTED 04/2021, OWNER, APX NUMBER OF HOURS PER WEEK: 60, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: S CORP FOR EXPENSE MANAGEMENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-09
• S63 Uniform Securities Agent State Law Examination
  1999-05-06

Other Names

• Ronald Gilmore