Jose Luis Perez

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-03-17

TX RA
APPROVED_RES

Since 2006-03-17

Branch Locations

Mission, TX • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cgu Life Insurance Co. Of America	Quicy	MA	01/1998	Present
Planmember Securities Corporation	Carpinteria	CA	01/2001	Present

01/1998 → Present

Cgu Life Insurance Co. Of America

Quicy, MA
01/2001 → Present

Planmember Securities Corporation

Carpinteria, CA

Other Businesses

JOSE LUIS PEREZ RETIREMENT SERVICES;1401 SOUTH STEWART ROAD, MISSION, TEXAS 78572; START DATE: 5/17/2013;AGENT/ REGISTERED REP;FIXED INDEX ANNUITY SALES; LIFE, MUTAL FUNDS 45 HR/MO;45 HR/MO DURING TRADING;IR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-10-14

S63 Uniform Securities Agent State Law Examination

1996-10-14

View on SEC IAPD