Michael E Harper

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Lpl Financial, Llc
  Plainfield, IN

Previous Registrations

• 2004-06-11 → 2009-05-28
  Citigroup Global Markets Inc.
  Indianapolis, IN
  Indianapolis, IN
• 1999-12-02 → 2004-06-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN

Other Businesses

1. 2/10/2012: Harper Wealth Management, LLC - INV REL - AT REPORTED BUSINESS LOCATION - DBA for LPL Business (entity for LPL business). 2. 12/5/2019 - Plainfield Community School Corporation - Not Investment Related - Plainfield Community Middle School, 709 Stafford Road, Plainfield, IN 46168 - Outside/W-2 Employment - Girls Basketball Coach - Started 12/27/2019 - 50 Hours Per Month/15 Hours During Securities Trading - Coaching the Plainfield 8th grade girls basketball team. 3. 8/4/2021 - Plainfield Community Middle School - Not Investment Related - 709 Stafford Road, Plainfield, IN 46168 - Outside/W-2 Employment - Football Coach - Start Date: 8/2/2021 - 45 Hours Per Month/17 Hours During Securities Trading. 4. 02/15/2024 - Plainfield Community School Corporation - Outside/W-2 Employment - Head Baseball Coach - Not Investment Related - 709 Stafford Rd, Plainfield, IN 46168 - Start Date 03/11/2024 - 35 Hours per Month/ 10 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  1999-11-18