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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-12-19 |
| IN | RA | APPROVED | 2006-09-01 |
Branch Locations
8606 Allisonville Rd Ste 116, Indianapolis, IN 46250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, (Formerly: Linsco/Private Ledger Corp. ) | Indianapolis | IN | 09/2006 | Present |
1. 6/7/2006 - GUTHRIE FINANCIAL GROUP / DBA / 11650 LANTERN RD, STE 291, FISHERS, IN 46038 2. 02/18/10 - NON-VARIABLE INSURANCE, I PLAN TO SELL FIXED ANNUITIES THROUGH EMPLOYEES LIFE CO MUTUAL, 1% IN. 3. 09/07/2011 - NON-VARIABLE INSURANCE - I WILL OCCASIONALLY SELL FIXED LIFE INSURANCE, LTC, AND ANNUITIES THROUGH AN OUTSIDE BROKERAGE COMPANY - TIME SPENT 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-25 |
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