Janet Lee Shatto

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2005-12-21

FL RA
APPROVED

Since 2005-12-21

Branch Locations

Jacksonville, FL • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Jacksonville	FL	12/2005	Present

12/2005 → Present

Ubs Financial Services Inc.

Jacksonville, FL

Previous Registrations

2004-01-16 → 2005-12-19

Wells Fargo Clearing Services, Llc

Brentwood, TN

Other Businesses

1) Plexus / 9145 East Pima Center Parkway Scottsdale,AZ 85258 / No/ Privately Held / USD / No / No / / Start Date 10/31/2016 / 2) The Purple Winged Pop Up/ investment related?: yes/ Jacksonville, FL, 32244 US/ Will be selling crafts and misc items online and/or at craft fairs/Creating and/or Acquiring goods to sell online or in craft fairs/ start date: 1/24/2022

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-03-13
S63	Uniform Securities Agent State Law Examination	2000-11-13

S65 Uniform Investment Adviser Law Examination

2001-03-13
S63 Uniform Securities Agent State Law Examination

2000-11-13

Other Names

Janet Lee Kirk
Janet Kirk Jones

View on SEC IAPD