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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-10-20 |
Branch Locations
1803 Broadway St, San Antonio, TX 78215 • United States
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 07/1992 | Present |
I*517001For profit or not for profit: Name of outside business organization: Orleans Rd LLCInvestment related: NAddress of business: Chatham, Massachusetts, 02650Nature of business: ["Business or Industry Organization"]Position, title, association: ["Owner"], Start date of relationship: 3/10/2017Number of hours devoted: 1 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , LLC set up for Estate PurposesI*23986FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SAN ANTONIO COLLEGE FINANCIAL MGT SERVICE COMMITTEINVESTMENT RELATED: NADDRESS OF BUSINESS:SAN ANTONIO, TEXAS 4299NATURE OF BUSINESS: OTHER,COMMUNICTY COLLPOSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 11/18/2009NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: ADVISORY BOARD MEMBER THE SAN ANRTONIO COLLEGE FINANCE AND FINANCIAL MANAGEMENT SERVICES ADVISORY COMMITTEE IDENTIFIES INDIVIDUAL AND COMMUNITY NEEDS; HELPS ASSESS LABOR MARKET REQUIREMENTS; CONTRIBUTES TO THE ESTABLISHMENT OF THE BUSINESS COURSES----------I*100827FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SAN ANTONIO SPORTS FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS: SAN ANTONIO, TEXAS 78203NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 12/13/2016NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: BOARD ROLE ONYL, NOTHINGFINANCIAL, NO CHECK WRITNG , WILL BE ON YOUTH COMMITTESSFOR MORE THAN THIRTY YEARS, SAN ANTONIO SPORTS HAS BEEN TRANSFORMING OUR COMMUNITY THROUGH THE POWER OF SPORT BY DEVELOPING HEALTHY KIDS, PLACES TO PLAY, AND EVENTS----------I*136080For profit or not for profit: Non-Profit OrganizationName of outside business organization: TeamSa EndowmwntInvestment related: Address of business:San Antonio, Texas 78283Nature of business: Charitable Organization,Compensation for Activity: Position, title, association: Advisory Board Member, Start date of relationship: 2/9/2021Number of hours devoted: 4 hour(s) AnnuallyNumber of hours devoted during trading hours: Duties: The TeamSA Endowment financially supports the mission of San Antonio Sports to transform our community through the power of sport. Your support of the endowment helps solidify the financial foundation of San Antonio Sports for future generations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-23 |
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