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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-06
FL RA APPROVED 2019-02-07
  • TX RA
    APPROVED
    Since 2019-11-06
  • FL RA
    APPROVED
    Since 2019-02-07

Branch Locations

6817 Southpoint Pkwy Ste 1103, Jacksonville, FL 32216-6220 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Jacksonville FL 08/2015 09/2016
Ameriprise Financial Services, Inc. Jacksonville FL 09/2016 03/2020
Ameriprise Financial Services, Llc Jacksonville FL 03/2020 Present
  • 08/2015 → 09/2016
    Self Employed
    Jacksonville, FL
  • 09/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Jacksonville, FL
  • 03/2020 → Present
    Jacksonville, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-16
S63 Uniform Securities Agent State Law Examination 1997-02-14
  • S66 Uniform Combined State Law Examination
    2018-07-16
  • S63 Uniform Securities Agent State Law Examination
    1997-02-14
Other Names
  • Kathi Allen
  • Kathryn Raulerson
  • Kathryn Lanelle Allen
  • Kathryn Lanelle Martin
  • Kathryn Lanelle Raulerson
  • Kathryn Lanelle Allen
  • Kathryn L Martin

View on SEC IAPD

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