Daniel George Hausman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-23
TX	RA	APPROVED_RES	2009-03-12

MN RA
APPROVED

Since 2013-12-23
TX RA
APPROVED_RES

Since 2009-03-12

Branch Locations

Hastings, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Hastings	MN	03/2000	Present

03/2000 → Present

Lpl Financial Llc

Hastings, MN

Other Businesses

1. 1/8/2001 - THE HAUSMAN INVESTMENT GROUP - Investment Related - At Reported Business Location(s) - INVESTMENT ADVISOR - Time Spent 100%. 2. 1/16/2001 - The Hausman Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-11-29

S63 Uniform Securities Agent State Law Examination

1997-11-29

Other Names

Daniel George Hausmann
Daniel George Hansman

View on SEC IAPD