Joseph James Fishella

Current Employers

Employment History

• 07/2016 → Present
  Kestra Investment Services, Llc
  Burr Ridge, IL
• 07/2016 → Present
  Kestra Advisory Services, Llc
  Burr Ridge, IL
• 03/2005 → Present
  Ubs Financial Services
  Chicago, IL

Previous Registrations

• 2005-03-18 → 2016-08-18
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 1998-03-24 → 2005-03-22
  Morgan Stanley Dw Inc.
  Chicago, IL

Other Businesses

Business Name: Bluelake Wealth Advisors. Inc Investment Related: Yes Address: 745 McClintock Dr,Ste 120 Burr Ridge IL 60527 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President, financial advisor Start Date: 7/18/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage book of business and operate officeBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/18/2016 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: creating asset allocation models for people.Business Name: BlueLake Wealth Advisors, LLC Investment Related: Yes Address: 745 McClintock Dr, ste 120 BurrRidge IL 60527 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/15/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage clients assets and help with planningBusiness Name: Joe Fishella Investment Related: No Address: 30 E Huron, Unit 2901 Chicago IL 60611 Nature of Business: Real Estate Position, Title or Relationship: owner Start Date: 5/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: maintain unit

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-16
• S63 Uniform Securities Agent State Law Examination
  1996-10-08