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Curtis Wayne Chambers

LPl Financial LLC

Largo, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-09-03
FL RA APPROVED 2009-03-25
  • TX RA
    APPROVED
    Since 2009-09-03
  • FL RA
    APPROVED
    Since 2009-03-25

Branch Locations

285 Clearwater Largo Rd N, Largo, FL 33770-2343 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Largo FL 03/2009 Present
Previous Registrations
Other Businesses

1. 03/31/09 - Chambers Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 03/26/2013 - NO BUSINESS NAME - INV REL - Other-Author - 2% TIME SPENT - I am publishing/have co-written a book with my father on tax policy in the united states. 3. 2/23/2021 - Chambers Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/04/2021 - 80 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-07
  • S63 Uniform Securities Agent State Law Examination
    1996-11-07
Designations

View on SEC IAPD

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