Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-26 |
| IL | RA | APPROVED | 2008-09-18 |
Branch Locations
1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States
1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 09/2008 | Present |
UNIVERSITY OF ILLINOIS CHICAGO( INSTRUCTOR-FROM 9/02 TO PRESENT). APPROXIMATELY 4 HOURS DEVOTED YEARLY( 0 HOURS DURING SECURITY TRADING HOURS). OAKTON COMMUNITY COLLEGE- INSTRUCTOR- START DATE 2001 TO PRESENT. NON-INVESTMENT RELATED, 1600 E. GOLF RD, DES PLAINES, IL 60016. 0 HOURS DURING MARKET. 18 EVENING HOURS PER YEAR. INSTRUCT A BASIC INVEMENT CLASS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-09 |
Reach out to this advisor