Lesley Ann Erikson

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-10-17
TX	RA	APPROVED	2022-10-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fis	Atlanta	GA	04/2016	10/2017
Ubs Financial Services Inc.	Atlanta	GA	11/2017	06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hyannis	MA	06/2021	09/2022
Morgan Stanley	Hyannis	MA	10/2022	Present

04/2016 → 10/2017

Fis

Atlanta, GA
11/2017 → 06/2021

Ubs Financial Services Inc.

Atlanta, GA
06/2021 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hyannis, MA
10/2022 → Present

Morgan Stanley

Hyannis, MA

2021-08-04 → 2022-10-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hyannis, MA
2020-11-09 → 2021-06-21

Ubs Financial Services Inc.

Atlanta, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-06
S63	Uniform Securities Agent State Law Examination	2015-10-27

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