James Donald Appelt

Current Employers

Employment History

• 01/2005 → Present
  Appelt & Associates
  Clearwater, FL
• 09/2009 → 05/2019
  Lpl Financial Llc
  Tampa, FL
• 02/2016 → Present
  Independent Financial Partners
  Clearwater, FL
• 05/2019 → Present
  Ifp Securities, Llc
  Clearwater, FL

Previous Registrations

• 2011-03-04 → 2016-01-28
  Lpl Financial Llc
  Tampa, FL
  Clearwater, FL
  Clearwater, FL
• 2005-03-23 → 2007-12-12
  Koller Wealth Management Inc.
  Clearwater, FL

Other Businesses

(1) 11/25/2009: Appelt & Associates, CPAs - CPA/Bookkeeper/Tax Preparer - Time Spent 80% - President - CPA firm that provides tax preparation and accounting services to individual and business clients. (2) 3/18/2011: Integrated Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA (3) 3/29/2011: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - As a licensed insurance agent these products are sold in appropriate circumstances to meet client needs -Fixed annuities and term insurance. (4) 6/6/2014: JDA Properties, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 07/01/1996 - 0 Hours Per Month - rent income. (5) 6/6/2014: James D Appelt, P.A. - Investment Related - 1811 N Belcher Rd Suite I-2, Clearwater, FL 33765 - Tax Prep/Accounting/CPA - Started 07/01/2000 - 10 Hours Per Month/5 Hours During Securities Trading - President; there are no employees, I am paid a management fee each year from my CPA practice, Appelt & Associates, CPAs. (6) ACTS CPAS & ADVISORS, PLLC - not investment related - 1811 N Belcher Road Suite I-2, Clearwater, FL 33765 - tax services - owner - start date 1/1/2024 - 160 hours/month - 160 hours/month during trading - manage firm and client services primarily tax related services

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-02-11
• S65 Uniform Investment Adviser Law Examination
  1996-12-06

Other Names

• James Appelt