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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-01-01 |
Branch Locations
825 Town And Country Ln Ste 300, Houston, TX 77024 • United States
Cypress, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Houston | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
MK EVENTS LLC; NOT INV RELATED; CYPRESS, TX; 100% OWNERSHIP WITH SPOUSE; START: 02/25/2015; HOURS: 1 PER MONTH - 0 DURING TRADING; DUTIES: TAX PREP FOR SPOUSE'S WEDDING AND EVENT FLORAL BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-28 |
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