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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-12
NJ RA APPROVED 2017-07-07
  • TX RA
    APPROVED
    Since 2017-07-12
  • NJ RA
    APPROVED
    Since 2017-07-07

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Branchburg NJ 10/2015 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 11/2016 Present
Other Businesses

I*4792271Entity Type: N/A Name of OBA: C M HAddress: Branchburg, New Jersey, 08876Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 07/06/2026Number of Hours: 1, YearlyNumber of Hours during trading: 1, YearlyDuties: Spouse I*5108295, Entity Type: , Name of OBA: Rental Property - 27-Jul-26 - 1, Address: Lagos, , 8600-513, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 12/31/2025, No Hours: 20 Yearly, No Hours during Trading: 2 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-06
S63 Uniform Securities Agent State Law Examination 1996-10-10
  • S65 Uniform Investment Adviser Law Examination
    2017-07-06
  • S63 Uniform Securities Agent State Law Examination
    1996-10-10
Other Names
  • Rebecca Termotto
  • Rebecca Elizabeth Termotto
  • Rebecca Elizabeth Hayevy
  • Rebecca Elizabeth Termotto Hayevy
  • Rebecca Termotto Hayevy
  • Rebecca T Hayevy

View on SEC IAPD

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