Steven Yoshihiro Kira

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1981 → Present
  Town & Country Golf
  Pearl City, HI
• 02/2004 → 05/2024
  Highland Capital Brokerage
  Honolulu, HI
• 06/2008 → 05/2024
  Lincoln Financial Securities Corporation
  Waialua, HI
• 05/2024 → Present
  Lpl Financial Llc
  Waialua, HI

Previous Registrations

• 2004-09-13 → 2024-05-20
  Osaic Fs, Inc.
  Honolulu, HI
  Waialua, HI
• 2002-01-02 → 2003-12-31
  Signator Investors, Inc.
  Honolulu, HI

Other Businesses

1) 04/25/2024 - Town & Country Golf - Other - Business Owner - Pass-through entity to receive any general excise commissions - HI 96782 - Non investment related - Start date: 09/01/1981. 2) 07/12/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/10/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-26
• S63 Uniform Securities Agent State Law Examination
  1996-10-05