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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-22
FL RA APPROVED 1998-07-02
  • TX RA
    APPROVED_RES
    Since 2016-09-22
  • FL RA
    APPROVED
    Since 1998-07-02

Branch Locations

10365 Hood Rd S Ste 206, Jacksonville, FL 32257 • United States

Jacksonville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Jacksonville FL 09/2005 03/2020
Ameriprise Financial Services, Llc Jacksonville FL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 10365 Hood Road South, #206, , Jacksonville, FL, 32257; Not Investment-Related; 12/01/2021. Business Ownership; Craig Fertenbaugh Consulting; ; Practice and payroll management; 10175 Fortune Parkway, STE #204Jacksonville, FL 32256, ,; Not Investment-Related; 01/01/2014; 0 hours per month; 0 during trading hours. Board of Directors; MHS SAC; Board Member; 4831 Greenland Road, Jacksonville, FL 32258, ,; ; 09/06/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Venture Professional Center Condo Assoc; Director; 10365 Hood Rd S, Unit 205, , Jacksonville, FL, 32257; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours / Rotary Club of Mandarin; Youth Services Director; P.O. Box 23376, , Jacksonville, FL, 32241; Not Investment-Related; 06/29/2011; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Mandarin Oaks Elementary SAC; Monthly meeting with elementary school Principal, teachers, parents, and community members to discuss ideas that can improve school for students who attend there.; 10600 Hornets Nest Rd, , Jacksonville, FL, 32257; Not Investment-Related; 08/15/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-25
  • S63 Uniform Securities Agent State Law Examination
    1996-11-25

View on SEC IAPD

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