Ernest Holguin

Current Employers

Employment History

• 02/2014 → Present
  Wells Fargo Advisors Financial Network, Llc
  Walnut Creek, CA

Previous Registrations

• 2009-10-23 → 2014-03-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
  Walnut Creek, CA
  San Ramon, CA
  Danville, CA
  Benicia, CA
  San Ramon, CA
  Walnut Creek, CA
• 2002-10-16 → 2009-10-23
  Banc Of America Investment Services, Inc.
  San Ramon, CA
  Walnut Creek, CA
  Walnut Creek, CA
  Danville, CA
  San Ramon, CA
  Benicia, CA
  San Ramon, CA
• 1998-08-24 → 2002-10-18
  Morgan Stanley Dw Inc.
  Walnut Creek, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, VALLEJO, CA; START: 1/2007, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD RENTAL PROPERTY, INV RELATED, VALLEJO, CA; START: 1/28/2015, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD; PRESIDIO GROUP WEALTH MANAGEMENT, LLC, INVT RELATED, TUCSON, AZ, 33% OWNERSHIP, START DATE 1/1/2019, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER/PARTNER IN FINET PRACTICE.; REAL NUMBERS INC, INVT RELATED, BENICIA, CA, 100% OWNERSHIP, START DATE 1/1/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE.; PRESIDIO GROUP GROWTH PARTNERS, LLC, INVT RELATED, WALNUT CREEK,CA, 33.3% OWNERSHIP, START DATE 1/1/2023, 40 HRS PER MONTH, 12 HRS DURING TRADING, OWNER/PARTNER IN FINET PRACTICE.; LOMBARD WEALTH MANAGEMENT LLC ; INV RELATED;WALNUT CREEK,CA; 34% OWNERSHIP; START DATE: 06/03/2026; 16 HRS PER MONTH; 16 HRS DURING TRADING; SIERRA ASSET MANAGEMENT, LLC; INV RELATED;OAKHURST,CA; REGISTERED INVESTMENT ADVISOR;33% OWNERSHIP; START DATE: 07/01/2026; 8 HRS PER MONTH; 8 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-11
• S63 Uniform Securities Agent State Law Examination
  1996-10-07

Designations

Other Names

• Ernest Holguin
• Ernest Holguin