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Ruben Marshall

J.P. Morgan Securities LLC

Princeton, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-08
NJ RA APPROVED 2014-08-08
TX RA APPROVED_RES 2014-08-08
  • CA RA
    APPROVED
    Since 2022-04-08
  • NJ RA
    APPROVED
    Since 2014-08-08
  • TX RA
    APPROVED_RES
    Since 2014-08-08

Branch Locations

16 Nassau Street, Princeton, NJ 08542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Princeton NJ 08/2014 Present
Rgca Family, Llc. Laurence Harbor NJ 01/2015 11/2018
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-17
S63 Uniform Securities Agent State Law Examination 1996-11-21
  • S65 Uniform Investment Adviser Law Examination
    2007-07-17
  • S63 Uniform Securities Agent State Law Examination
    1996-11-21
Designations
Other Names
  • Ruben Marshall
  • Ruben Elias Marshall

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ
MERCATOR PARTNERS · PRINCETON, NJ

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