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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-05 |
| FL | RA | APPROVED | 2023-04-20 |
Branch Locations
301 East Pine Street Suite 1100, Orlando, FL 32801 • United States
Orlando, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orlando | FL | 09/2006 | 04/2023 |
| Bank Of America,Na | Orlando | FL | 12/2009 | 04/2023 |
| Raymond James & Associates, Inc. | Orlando | FL | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-17 |
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