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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-11 |
| ME | RA | APPROVED | 2003-10-14 |
Branch Locations
60 S Chestnut St, Augusta, ME 04330-7224 • United States
24 Penny Ln Po Box 298, Manchester, ME 04351 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Augusta | ME | 08/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | Augusta | ME | 03/2020 | Present |
Real Estate Ownership; Commercial; 60 South Chestnut Street, Augusta, ME 04330. This will, ,; Not Investment-Related; 08/26/2016. Independent Insurance Brokering; Standard; 10/17/2007; / CIgna; 10/03/2016; / Aetna; 11/20/2007; Group / ANthem Health Plans of Maine; 07/09/2012; / UNUM; 04/02/2018; . Business Ownership; Carol M. Gilbert-Tondreau & Associates, LLC; ; Financial Planning Services with Ameriprise Financial; 7 North Chestnut Street, AUgusta, ME 04330, ,; Investment-Related; 04/16/2014; 60 hours per month; 60 during trading hours / CGT Properties, LLC; Real Estate Management; Real Estate Management; 60 South Chestnut Street Augusta, ME 04330, ,; Not Investment-Related; 04/23/2018; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Calumet Educational Endowment Committee; Board Member; 334 W River Road, , Augusta, ME, 4330; Not Investment-Related; 10/03/2016; 1 to 9 hours per month; 0 during trading hours / Apple Ridge Subdvision Homeowners Association; Secretary and Treasurer; 24 Peggy Lane, , Manchester, ME, 04351; Not Investment-Related; 04/08/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Calumet Education Foundation; 2nd Vice President; 334 West River Road, , Augusta, ME, 04330; Not Investment-Related; 04/30/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-10 |
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