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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-11
ME RA APPROVED 2003-10-14
  • TX RA
    APPROVED
    Since 2024-12-11
  • ME RA
    APPROVED
    Since 2003-10-14

Branch Locations

60 S Chestnut St, Augusta, ME 04330-7224 • United States

24 Penny Ln Po Box 298, Manchester, ME 04351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Augusta ME 08/1996 03/2020
Ameriprise Financial Services, Llc Augusta ME 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 60 South Chestnut Street, Augusta, ME 04330. This will, ,; Not Investment-Related; 08/26/2016. Independent Insurance Brokering; Standard; 10/17/2007; / CIgna; 10/03/2016; / Aetna; 11/20/2007; Group / ANthem Health Plans of Maine; 07/09/2012; / UNUM; 04/02/2018; . Business Ownership; Carol M. Gilbert-Tondreau & Associates, LLC; ; Financial Planning Services with Ameriprise Financial; 7 North Chestnut Street, AUgusta, ME 04330, ,; Investment-Related; 04/16/2014; 60 hours per month; 60 during trading hours / CGT Properties, LLC; Real Estate Management; Real Estate Management; 60 South Chestnut Street Augusta, ME 04330, ,; Not Investment-Related; 04/23/2018; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Calumet Educational Endowment Committee; Board Member; 334 W River Road, , Augusta, ME, 4330; Not Investment-Related; 10/03/2016; 1 to 9 hours per month; 0 during trading hours / Apple Ridge Subdvision Homeowners Association; Secretary and Treasurer; 24 Peggy Lane, , Manchester, ME, 04351; Not Investment-Related; 04/08/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Calumet Education Foundation; 2nd Vice President; 334 West River Road, , Augusta, ME, 04330; Not Investment-Related; 04/30/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-29
S63 Uniform Securities Agent State Law Examination 1997-03-10
  • S66 Uniform Combined State Law Examination
    2003-09-29
  • S63 Uniform Securities Agent State Law Examination
    1997-03-10
Other Names
  • Carol Tondrea
  • Carol Marie Gilberttondreau
  • Carol Tondreau
  • Carol Marie Gilbert-Tondreau

View on SEC IAPD

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