Jason Scott Alicea

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 08/2017
  Tocqueville Asset Management
  New York, NY
• 08/2017 → 11/2018
  Infinity Q Mgmt
  New York, NY
• 03/2018 → 05/2018
  Hycroft Advisors
  New York, NY
• 05/2018 → 05/2019
  13D Asset Management
  New York, NY
• 05/2019 → 11/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2019 → 11/2022
  Bank Of America, N.A.
  New York, NY
• 11/2022 → 12/2024
  Farther Finance Advisors, Llc
  New York, NY
• 12/2024 → Present
  Kestra Investment Services, Llc
  Ossining, NY
• 12/2024 → Present
  Kestra Advisory Services, Llc
  Ossining, NY

Previous Registrations

• 2022-11-18 → 2024-12-17
  Farther
  Bronx, NY
  San Francisco, CA
• 2019-05-28 → 2022-11-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2006-06-14 → 2011-03-04
  New York Life Investment Management Llc
  New York, NY
• 2005-06-24 → 2006-06-02
  Chase Investment Services Corp.
  New York, NY

Other Businesses

KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/05/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR LODI WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/05/2024 ADDRESS: 15 Foxrun Road, Croton on the Hudson NY 10520, United States DESCRIPTION: Financial Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-03-31
• S65 Uniform Investment Adviser Law Examination
  2022-02-02

Other Names

• Jason S Alicea