Louis Frank Cheregotis

Current Employers

C2C Wealth Management, Llc

32531 N Scottsdale Rd Suite 105-121, Scottsdale, AZ 85266 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-10-14
CA	RA	APPROVED	2018-04-06

NV RA
APPROVED

Since 2025-10-14
CA RA
APPROVED

Since 2018-04-06

Branch Locations

Reno, NV • United States

32531 N Scottsdale Rd Suite 105-121, Scottsdale, AZ 85266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Oakland	CA	11/2016	03/2018
Purshe Kaplan Sterling Investments	Albany	NY	03/2018	Present
C2C Wealth Management	Reno	NV	03/2018	Present
Wells Fargo Advisors Llc	Oakland	CA	05/2009	11/2016

11/2016 → 03/2018

Wells Fargo Clearing Services, Llc

Oakland, CA
03/2018 → Present

Purshe Kaplan Sterling Investments

Albany, NY
03/2018 → Present

C2C Wealth Management

Reno, NV
05/2009 → 11/2016

Wells Fargo Advisors Llc

Oakland, CA

Previous Registrations

2008-01-01 → 2018-04-04

Wells Fargo Clearing Services, Llc

Oakland, CA
2002-03-12 → 2008-01-01

A. G. Edwards & Sons, Inc.

Oakland, CA

Oakland, CA

St. Louis, MO

Other Businesses

1. C2C Wealth Management-INvestment related-See Registered Branch Office Location-RIA-Advisor-80 hrs/mth-4 during tradinf hrs-Financial Advisor 2. 50% OWNERSHIP OF 281 REALTY ASSOCIATES LLC, INVESTMENT RELATED, OWNERSHIP OF RENTAL PROPERTY, BROOKYLYN NY, 10 HOURS PER MONTH,DUTIES ARE TO MANAGE PROPERTY, START 4/30/2012

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-16
S63	Uniform Securities Agent State Law Examination	1997-03-21

S65 Uniform Investment Adviser Law Examination

1997-04-16
S63 Uniform Securities Agent State Law Examination

1997-03-21

View on SEC IAPD