Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APP_PEND_IARCE | 2026-01-01 |
| CT | RA | APPROVED | 2023-06-28 |
| TX | RA | APPROVED_RES | 2023-06-27 |
Branch Locations
3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 10/2009 | Present |
| Bank Of America, N.A. | Lincoln | RI | 12/2013 | Present |
(1)I AM IN THE US ARMY RESERVE. I WORK APPROX 20 HOURS PER MONTH. (2)1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: PERSONAL BEST FITNESS COACHING 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: MATTAPAN, MASSACHUSETTS 2126 6.POSITION, TITLE, ASSOCIATION: OWNER, 7.START DATE OF RELATIONSHIP: 4/1/2013 8.NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: PROVIDES FITNESS COACHING TO INDIVIDUALS 11.PROVIDES GROUP FITNESS CLASSES. I*1320 FOR PROFIT OR NOT FOR PROFIT: GOVERNMENTAL OR PUBLIC PURPOSE ENTITY NAME OF OUTSIDE BUSINESS ORGANIZATION: US ARMY RESERVE INVESTMENT RELATED: N ADDRESS OF BUSINESS: FT DEVENS, MASSACHUSETTS 1434 NATURE OF BUSINESS: US ARMY SOLDIER, POSITION, TITLE, ASSOCIATION: HUMAN RESOURCE MANAGER, START DATE OF RELATIONSHIP: 1/19/1987 NUMBER OF HOURS DEVOTED: 60 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1200 DUTIES: HUMAN RESOURCES AND NATIONAL SECURITY CLEARANCE I*41897 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNITED STATES ARMY RESERVE INVESTMENT RELATED: N ADDRESS OF BUSINESS: LONDONDERRY, NEW HAMPSHIRE 60303 NATURE OF BUSINESS: OTHER,US ARMY RESERVE POSITION, TITLE, ASSOCIATION: OTHER, HUMAN RESOURCE MANAGER START DATE OF RELATIONSHIP: 2/1/2008 NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 500 DUTIES: TRAINER, DRILL INSTRUCTOR, SERGEANT FIRST CLASS, HUMAN RESOURCE MANAGER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-23 |
Reach out to this advisor