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Current Employers
Kayne Anderson Rudnick Investment Management, Llc

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-13
  • CA RA
    APPROVED
    Since 2023-10-13

Branch Locations

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

Princeton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vontobel Asset Management, Inc. New York NY 03/2015 09/2023
Vontobel Distributors Llc New York NY 06/2015 09/2023
Kayne Anderson Rudnick Investment Management Llc Princeton NJ 10/2023 Present
Vp Distributors Llc Princeton NJ 10/2023 Present
  • 03/2015 → 09/2023
    Vontobel Asset Management, Inc.
    New York, NY
  • 06/2015 → 09/2023
    Vontobel Distributors Llc
    New York, NY
  • 10/2023 → Present
    Princeton, NJ
  • 10/2023 → Present
    Vp Distributors Llc
    Princeton, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-02
S65 Uniform Investment Adviser Law Examination 1998-06-02
  • S63 Uniform Securities Agent State Law Examination
    1998-06-02
  • S65 Uniform Investment Adviser Law Examination
    1998-06-02
Designations
Other Names
  • Benedetto Falcone
  • Benedetto Anthony Falcone

View on SEC IAPD

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