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2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-13 |
Branch Locations
2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vontobel Asset Management, Inc. | New York | NY | 03/2015 | 09/2023 |
| Vontobel Distributors Llc | New York | NY | 06/2015 | 09/2023 |
| Kayne Anderson Rudnick Investment Management Llc | Princeton | NJ | 10/2023 | Present |
| Vp Distributors Llc | Princeton | NJ | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 1998-06-02 |
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