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Paul Lester Clark

Wells Fargo Clearing Services, LLC

Capitola, CA

San Jose, CA

Gilroy, CA

Gilroy, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-02
CA RA APPROVED 2013-07-01
  • TX RA
    APPROVED
    Since 2020-04-02
  • CA RA
    APPROVED
    Since 2013-07-01

Branch Locations

1700 41St Ave, Capitola, CA 95010 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

273 E 10Th St, Gilroy, CA 95020 • United States

777 1St St, Gilroy, CA 95020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Jose CA 06/2013 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2013-07-02
    J.P. Morgan Securities Llc
    Hollister, CA
    Gilroy, CA
  • 2010-12-03 → 2012-10-01
    Chase Investment Services Corp.
    Hollister, CA
    Gilroy, CA
  • 2003-07-23 → 2010-10-26
    Cuso Financial Services, L.P.
    Aptos, CA
    Watsonville, CA
    Watsonville, CA
    Capitola, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-22
S63 Uniform Securities Agent State Law Examination 1996-10-17
  • S66 Uniform Combined State Law Examination
    2003-07-22
  • S63 Uniform Securities Agent State Law Examination
    1996-10-17
Designations

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · CAPITOLA, CA
EDWARD JONES · CAPITOLA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Capitola, CA
LPL FINANCIAL LLC · Capitola, CA
MONEY CONCEPTS CAPITAL CORP · CAPITOLA, CA
CHARLES SCHWAB & CO., INC. · Soquel, CA
OSAIC WEALTH, INC. · SOQUEL, CA
OSAIC WEALTH, INC. · CAPITOLA, CA

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