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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-18 |
| TX | RA | APPROVED_RES | 2024-01-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Lake Wales | FL | 07/2011 | 11/2018 |
| The Investment Center Inc | Lake Wales | FL | 11/2018 | 01/2024 |
| Ic Advisory Services Inc | Lake Wales | FL | 11/2018 | 01/2024 |
| Lpl Financial Llc | Lake Wales | FL | 01/2024 | Present |
1- 12/2023 / The Floyd lnvestment Group / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 140 HRS MNTH / 7 HRS DURING TRADING 2- 12/2023 / The Floyd Investment Group Inc / Insurance Agency / INVESTMENT RELATED / 10 HRS MNTH / 1 HR DURING TRADING 3- 12/2023 / Plant Your Flag LLC / Business Owner / NON INVESTMENT RELATED / 10 HRS MNTH / 1 HRS DURING TRADING 4- 01/09/2026 - Central Florida Global Trade, LLC - Other - wholesale plywood - Manager - Not Investment Related - At Reported Business Location(s) - Start Date 11/19/2025 - 10 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-28 |
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