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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-05 |
| NC | RA | APPROVED | 2017-05-09 |
Branch Locations
7615 Colony Rd., Ste. 100, Charlotte, NC 28226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Charlotte | NC | 05/2009 | 05/2017 |
| Raymond James Financial Services, Inc. | Charlotte | NC | 05/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Charlotte | NC | 05/2017 | Present |
(1)Name of Business: Gaskin Asset Management Address: 7615 Colony Rd Ste 100, Charlotte, NC, 28226, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Other Investment Related: Yes Start Date: 06/16/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA. This is the LLC that Raymond James 1099 revenue passes through. It's an independent financial services company wholly and only associated with RJFS for the sole purpose of serving financial planning and investment clients. (2) Name of Business: Real Estate Address: 7615 Colony Rd Ste 100, Charlotte, NC, 28226, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/29/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Manage day to day issues such as maintenance of paying bills for an office condo which will be used as the office for Gaskin Asset Management, LLC
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-17 |
| S65 | Uniform Investment Adviser Law Examination | 1996-10-17 |
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