Cleve Ericson Nordeen

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 03/2017
  Irongate Partners, Inc.
  Wilmington, NC
• 07/2012 → 10/2016
  Capital Investment Group, Inc.
  Raleigh, NC
• 10/2016 → 10/2022
  Hightower Securities, Llc
  Wilmington, NC
• 10/2016 → 10/2022
  Hightower Advisors, Llc
  Wilmington, NC
• 10/2022 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 10/2022 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2016-10-28 → 2022-10-28
  Hightower Advisors, Llc
  Wilmington, NC
• 2010-10-19 → 2017-03-21
  Irongate Partners, Inc.
  Wilmington, NC
• 2009-03-13 → 2010-10-07
  Rbc Capital Markets, Llc
  Wilmington, NC
• 2006-06-02 → 2009-03-13
  Ferris, Baker Watts, Llc
  Wilmington, NC
  Wilmington, NC

Other Businesses

1. GREEN COAST CONTAINER SERVICE, LLC, OWNER. PO BOX 10122 WILMINGTON, NC 28404. PROVIDE BUSINESS GUIDANCE/DIRECTION FOR HAULING AND RECYCLING BUSINESS. STARTED 2009. NOT INVESTMENT RELATED. 10-12 HRS/WK, 5-10 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-01
• S63 Uniform Securities Agent State Law Examination
  1996-10-31

Other Names

• Cleve E Nordeen