Erin Marie Towey

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-05-08
TX	RA	APPROVED_RES	2025-04-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Schaumburg	IL	06/2015	09/2016
Peach Company	Park Ridge	IL	05/2015	05/2018
Waddell & Reed, Inc	Chicago	IL	10/2016	03/2017
Mark Sindowski	Chicago	IL	10/2016	03/2017
Daniel Lockwood	Chicago	IL	10/2016	03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Evanston	IL	04/2017	04/2025
Bank Of America, N.A.	Evanston	IL	04/2017	04/2025
Wells Fargo Clearing Services, Llc	Chicago	IL	04/2025	Present

06/2015 → 09/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Schaumburg, IL
05/2015 → 05/2018

Peach Company

Park Ridge, IL
10/2016 → 03/2017

Waddell & Reed, Inc

Chicago, IL
10/2016 → 03/2017

Mark Sindowski

Chicago, IL
10/2016 → 03/2017

Daniel Lockwood

Chicago, IL
04/2017 → 04/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Evanston, IL
04/2017 → 04/2025

Bank Of America, N.A.

Evanston, IL
04/2025 → Present

Wells Fargo Clearing Services, Llc

Chicago, IL

2018-08-01 → 2025-04-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Evanston, IL

Chicago, IL

Evanston, IL

Chicago, IL
2016-10-17 → 2017-03-10

Waddell & Reed

Chicago, IL
2016-09-13 → 2016-10-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Schaumburg, IL
2010-09-24 → 2013-05-17

Ubs Financial Services Inc.

Chicago, IL

Chicago, IL
2008-06-10 → 2008-10-15

Lehman Brothers Inc.

Chicago, IL

New York, NY

Boston, MA

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-12
S63	Uniform Securities Agent State Law Examination	1999-07-02