Barry D Sartain

Gun Barrel City, TX

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-10

TX RA
APPROVED

Since 2017-11-10

Branch Locations

423 N Gun Barrel Ln, Gun Barrel City, TX 75156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Dallas	TX	11/2014	09/2017
New York Life Insurance Co	Dallas	TX	09/2014	09/2017
Edward Jones	Saint Louis	MO	09/2017	Present
First Baptist Church Of Van	Van	TX	06/2013	Present

11/2014 → 09/2017

Nylife Securities Llc

Dallas, TX
09/2014 → 09/2017

New York Life Insurance Co

Dallas, TX
09/2017 → Present

Edward Jones

Saint Louis, MO
06/2013 → Present

First Baptist Church Of Van

Van, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-09
S63	Uniform Securities Agent State Law Examination	1997-05-13

S66 Uniform Combined State Law Examination

2017-11-09
S63 Uniform Securities Agent State Law Examination

1997-05-13

Other Names

Barry Dean Sartain

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

LPL FINANCIAL LLC

DOMINION PORTFOLIO MANAGEMENT, INC.

BISON WEALTH, LLC

PNC WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Zachary Davis Pruitt

Hunter W Greene

Gillian Elise Verde

SEAN PATRICK RAY

Hayden Christopher Shaddox

ERIN LYN HOLLOWAY

Anthony David Kalawe

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Gun Barrel Cy, TX

EDWARD JONES · MABANK, TX

STATE FARM INVESTMENT MANAGEMENT CORP. · Malakoff, TX

LPL FINANCIAL LLC · ATHENS, TX

DOMINION PORTFOLIO MANAGEMENT, INC. · ATHENS, TX

BISON WEALTH, LLC · Athens, TX

EDWARD JONES · ATHENS, TX

OASIS ADVISORS · ATHENS, TX

More in Gun Barrel City, TX

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