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Kent, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Portfolio Consulting, Llc | Seattle | WA | 11/2014 | 12/2019 |
| Apex Tax & Financial Solutions, Llc | Kent | WA | 01/2020 | Present |
| Apex Tax & Financial Planning Llc | Kent | WA | 01/2020 | Present |
| Synergy Asset Management Llc | Bellevue | WA | 01/2020 | 12/2022 |
Owner of CPA Firm, Apex Tax & Financial Solutions - founded 01/2020 This is a non-investment related business, averaging 120 hours per month in the CPA firm, approximately 50 of which were during trading hours. As the owner Alvin manages the CPA firm, assists with client needs, reviews and signs tax returns.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-28 |
| S66 | Uniform Combined State Law Examination | 2001-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-18 |
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