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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-30
  • CT RA
    APPROVED
    Since 2024-10-30

Branch Locations

Trumbull, CT • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Manchester CT 07/2016 09/2016
First Niagara Bank Manchester CT 07/2016 09/2016
Empower Financial Services, Inc Greenwood Village CO 08/2024 Present
Tpusa, Inc. Trumbull CT 10/2023 12/2023
Seven Maples Gift & Garden Monroe CT 05/2024 07/2024
Unemployed Trumbull CT 01/2024 04/2024
Newton Allstate Agency Cheshire CT 10/2021 04/2022
Pacific Specialty Insurance Company Anaheim CA 07/2018 10/2021
Newton Allstate Agency Cheshire CT 07/2017 07/2018
Unemployed Cheshire CT 10/2016 06/2017
Gromko Insurance Agency Cheshire CT 05/2022 06/2022
Unemployed Cheshire CT 07/2022 10/2022
Sentinel Asset Management Wallingford CT 10/2022 11/2022
Unemployed Trumbull CT 12/2022 09/2023
  • 07/2016 → 09/2016
    Manchester, CT
  • 07/2016 → 09/2016
    First Niagara Bank
    Manchester, CT
  • 08/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 10/2023 → 12/2023
    Tpusa, Inc.
    Trumbull, CT
  • 05/2024 → 07/2024
    Seven Maples Gift & Garden
    Monroe, CT
  • 01/2024 → 04/2024
    Unemployed
    Trumbull, CT
  • 10/2021 → 04/2022
    Newton Allstate Agency
    Cheshire, CT
  • 07/2018 → 10/2021
    Pacific Specialty Insurance Company
    Anaheim, CA
  • 07/2017 → 07/2018
    Newton Allstate Agency
    Cheshire, CT
  • 10/2016 → 06/2017
    Unemployed
    Cheshire, CT
  • 05/2022 → 06/2022
    Gromko Insurance Agency
    Cheshire, CT
  • 07/2022 → 10/2022
    Unemployed
    Cheshire, CT
  • 10/2022 → 11/2022
    Sentinel Asset Management
    Wallingford, CT
  • 12/2022 → 09/2023
    Unemployed
    Trumbull, CT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-05-21
S65 Uniform Investment Adviser Law Examination 2024-02-16
  • S63 Uniform Securities Agent State Law Examination
    2024-05-21
  • S65 Uniform Investment Adviser Law Examination
    2024-02-16
Other Names
  • Christopher James Allegro

View on SEC IAPD

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