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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-30 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Manchester | CT | 07/2016 | 09/2016 |
| First Niagara Bank | Manchester | CT | 07/2016 | 09/2016 |
| Empower Financial Services, Inc | Greenwood Village | CO | 08/2024 | Present |
| Tpusa, Inc. | Trumbull | CT | 10/2023 | 12/2023 |
| Seven Maples Gift & Garden | Monroe | CT | 05/2024 | 07/2024 |
| Unemployed | Trumbull | CT | 01/2024 | 04/2024 |
| Newton Allstate Agency | Cheshire | CT | 10/2021 | 04/2022 |
| Pacific Specialty Insurance Company | Anaheim | CA | 07/2018 | 10/2021 |
| Newton Allstate Agency | Cheshire | CT | 07/2017 | 07/2018 |
| Unemployed | Cheshire | CT | 10/2016 | 06/2017 |
| Gromko Insurance Agency | Cheshire | CT | 05/2022 | 06/2022 |
| Unemployed | Cheshire | CT | 07/2022 | 10/2022 |
| Sentinel Asset Management | Wallingford | CT | 10/2022 | 11/2022 |
| Unemployed | Trumbull | CT | 12/2022 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-21 |
| S65 | Uniform Investment Adviser Law Examination | 2024-02-16 |
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