Carlton Harris

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 11/2016
  Wells Fargo Advisors
  St Louis, MO
• 11/2016 → 12/2022
  Wells Fargo Clearing Services, Llc
  St Louis, MO
• 05/2024 → Present
  Disys
  St. Louis, MO
• 06/2024 → Present
  Wells Fargo Clearing Services
  St. Louis, MO
• 04/2019 → 12/2022
  Wells Fargo Advisors Financial Network
  St. Louis, MO
• 01/2023 → 05/2024
  St Louis Board Of Education
  St Louis, MO
• 11/2025 → Present
  Citigroup
  O'FAllon, MO

Previous Registrations

• 2024-07-15 → 2024-09-18
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
• 2014-07-14 → 2021-04-29
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
  St. Louis, MO
  St. Louis, MO

Other Businesses

RENTAL PROPERTY, INV RELATED, BERKELEY, MO, 100% OWNERSHIP, START DATE: 1/1/18, 1 HR/MONTH, 0 HRS DURING TRADING, LANDLORD.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-03-21
• S63 Uniform Securities Agent State Law Examination
  2014-05-30

Other Names

• Carlton Andre Harris