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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
| WI | RA | APPROVED | 2023-08-10 |
Branch Locations
2701 University Ave Se, Minneapolis, MN 55414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St Paul | MN | 08/1996 | 08/2023 |
| Securian Financial Services, Inc. | Minnapolis | MN | 08/1996 | 08/2023 |
| Cri Securities Llc | Minneapolis | MN | 08/1996 | 10/2021 |
| North Star Consultants, Inc | Minneapolis | MN | 08/1996 | 10/2023 |
| Cetera Wealth Services, Llc | Minneapolis | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| The Vitality Group | Minnapolis | MN | 12/2025 | Present |
1. LAUREL COMMUNITY SCHOOL POSITION: Advisory Board NATURE: k-8 private Christian non-denominational school INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 3619 Williamsburg Ct, Woodbury MN 55129, United States DESCRIPTION: I have been asked to be on an advisory board. When they have meetings to discuss the issues important to the running of the school I would be present and serve in that way. 2. SQUAW LAKE REHABILITATION AND MANAGEMENT DISTRICT POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/17/2020 ADDRESS: 959 218th Ave, Somerset WI 54025, United States DESCRIPTION: There is a lake district that manages the health of Squaw Lake. 3. SYMPLANY, LLC POSITION: Owner NATURE: Software Company INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2011 ADDRESS: 1383 Palisade Path, Woodbury MN 55129, United States DESCRIPTION: Co-owner of LLC which develops and maintains software that helps financial advisors to provide clients with a recommended asset allocation; 4. NAME OF OTHER BUSINESS: AMERICAN LUNG ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 21 WEST 38 ST, NEW YORK, NY 10018; NATURE OF BUSINESS: BOARD; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: MEMEBER OF INVESTMENT SUBCOMMITTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OFFER GUIDANCE TO THE AMERICAN LUNG ASSOCIATION'S NATIONAL BOARD OF DIRECTORS; 5. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: THE VITALITY GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-10 |
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