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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-26 |
Branch Locations
3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States
Oak Park, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Los Angeles | CA | 06/2012 | 01/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2022 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 01/2022 | Present |
MULTIPLE COMPANIES, UNIVERSAL TELEVISION PRIMARY.; JOB TITLE - OTHER; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS. SAG; NOT INV. RELATED; LOS ANGELES,CA; ACTOR; START DATE 02/02/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RESIDUAL PAYMENTS FOR ACTING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-24 |
| S65 | Uniform Investment Adviser Law Examination | 1996-10-24 |
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