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6160 Warren Parkway Suite 100, Frisco, TX 75034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-12 |
| TX | RA | APPROVED | 2023-12-12 |
Branch Locations
6160 Warren Parkway Suite 100, Frisco, TX 75034 • United States
600 B Street, Suite 07-146, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kingstone Financial | Dallas | TX | 03/2023 | Present |
| Border Philanthropy Partnership | San Diego | CA | 01/2017 | 12/2022 |
| Smart Services Llc | La Jolla | CA | 06/2011 | 08/2018 |
| Kingstone Capital Partners Texas Llc | Dallas | TX | 11/2023 | Present |
1. Name of Business: Inmobiliaria Cumbres de Nogales, SA de CV Investment Related? No Address: Blvd. El Greco s/n, Local #1, Colonia John F. Kennedy. Nogales, Sonora, Mexico, CP 84066 Nature of Business: Real Estate (commercial plaza) Position/Title/Relationship: Shareholder Start Date: 3/2017 Hours/month devoted to business: 3-5 Time devoted during securities trading hours: N/A Oher duties: N/A 2. Name of Business: State Government of Baja California, Economy and Innovation Secretariat Investment Related? No Nature of Business: Government Position/Title/Relationship: Adivsor, Office of International Projects for ProBaja (promotional arm) Start Date: 8/2021 Hours/month devoted to business: 10 Time devoted during securities trading hours: N/A Oher duties: N/A 3. Name of Business: Versity Invest, LLC Investment Related? No Address: 20 Enterprise, Suite 400, Aliso Viejo, CA 92656 Nature of Business: Real Estate (primarily university dormitories) Position/Title/Relationship: Limited Partner Start Date: 2018 Hours/month devoted to business: 30 minutes Time devoted during securities trading hours: N/A Oher duties: N/A 4. Name of Business: Phoenix Capital Holdings, Ltd. (Funds IV, V and VI) Investment Related? No Address: 15725 North Dallas Parkway, Suite 230, Addison, TX 75001 Nature of Business: Real Estate investments in middle-market dwellings in Texas primarily Position/Title/Relationship: Limited Partner Start Date: 2012 Hours/month devoted to business: 30 minutes Time devoted during securities trading hours: N/A/ Oher duties: N/A 5. Name of Business: Wildcat Lending Fund Two, LP Investment Related? No Address: 4800 Dexter Drive, Plano, TX 75093 Nature of Business: Lending to home flippers Position/Title/Relationship: Limited Partner Start Date: 2019 Hours/month devoted to business: 30 minutes Time devoted during securities trading hours: N/A Oher duties: N/A 6. Name of Business: ICP Funds IV, LLC (International Capital Partners) Investment Related? No Address: 2425 Fountain View Drive, Suite 310, Houston, TX 77057 Nature of Business: Investment in industrial real estate Position/Title/Relationship: Limited Partner Start Date: 2022 Hours/month devoted to business: 30 minutes Time devoted during securities trading hours: N/A Oher duties: N/A 7. Name of Business: San Diego-Tijuana Smart Border Coalition (tax exempt) Investment Related? No Address: 2508 Historic Decatur Road, Suite 130, San Diego, CA 92106 Nature of Business: Non-profit with objective to make our border crossings with Mexico more efficient Position/Title/Relationship: Board member Start Date: 2023 Hours/month devoted to business: 2 hours Time devoted during securities trading hours: N/A Oher duties: N/A 8. Name of Business: International Community Foundation (tax exempt) Investment Related? No Address: 2505 N Avenue, National City, CA 91950 Nature of Business: Channels philanthropic money in the U.S. to Mexican causes in education, health, environment and food. Position/Title/Relationship: Board member (immediate past chair) Start Date: 2014 Hours/month devoted to business: 4 hours Time devoted during securities trading hours: N/A Oher duties: N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-12 |
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