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9000 Keystone Crossing Suite 400, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-15 |
Branch Locations
9000 Keystone Crossing Suite 400, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Indianapolis | IN | 02/2014 | 08/2023 |
| Wellington Wealth Strategies, Llc | Indianapolis | IN | 08/2023 | 10/2024 |
| The Wellington Grp Llc | Indianapolis | IN | 10/2024 | Present |
1)NOBLESVILLE YOUTH BASEBALL / P.O. BOX 721 NOBLESVILLE,IN 46061 / OTHER/ SPORT & LEISURE FACILITIES / MANAGE YOUTH BASEBALL LEAGUE / MEMBER OF BOARD OF DIRECTORS / / GENERAL ADVISORY / START DATE 3/2/2015 2) Riverview Health Foundation / 395 Westfield Road Noblesville,Indiana 46060 / Foundation/ Health Care & Pharmaceuticals / support Riverview Hospital / Member of Board of Directors / / Secretary/Treasurer and Chairman of Investment Committee /Chairman of Board/ Start Date 1/1/2020 / time reqd during working hours?; no
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-25 |
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