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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| IN | RA | APPROVED | 2012-10-19 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
Carmel, IN • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Indianapolis | IN | 10/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. D2D; DIRECTOR; NON-INVESTMENT RELATED; INDIANAPOLIS; IN LIFE SCIENCES R&D DIRECTOR AND 2% OWNER; 2003; 2-4 HRS PER MONTH; 0 HRS PER MONTH DURING TRADING HRS; GENERAL BUSINESS ADVICE 2. 17-0 MIAMI DOLPHINS LLC INHERITED MY DECEASED FATHERS SHARES IN THIS ENTITY. PASSIVE INVESTMENT 4. ALLGREENDEVELOPMENT; REAL ESTATE HOLDING CO W/MY WIFE 5. COLE-CHEM CORPORATION; PART OWNER; PROMOTION; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 2; START DATE: 2005; DIVERSIFIED SPECIALTY CHEMICAL COMPANY; NOT INVESTMENT RELATED; HOUSTON, TX
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-30 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-29 |
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