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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-21 |
| KS | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
10740 Nall Ave; Ste 200, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W&R Insurance Agencies | Olathe | KS | 05/2016 | 07/2021 |
| Waddell & Reed, Inc | Overland Park | KS | 05/2016 | 07/2021 |
| Team Head Racquetball | Tempe | AZ | 01/1995 | 07/2021 |
| Mayor'S Prayer Breakfast | Overland Park | KS | 01/2015 | 07/2021 |
| Head/Penn Sports Inc | Phoenix | AZ | 01/1995 | 04/2017 |
| Overland Park Mayor'S Prayer Breakfast Committee | Overland Park | KS | 01/2015 | 07/2021 |
| Rjjj Group Company | Olathe | KS | 08/2016 | 07/2021 |
| The Keepers Legacy, Inc | Prairie Village | KS | 10/2018 | 07/2021 |
| Lpl Financial Llc | Overland Park | KS | 07/2021 | Present |
01/1995-PRESENT, TEAM HEAD RACQUETBALL, TEMPE, AZ, BRAND PROMOTION, NOT INVEST-RELATED, HEAD MARKETING COORDINATOR, 2 HRS/MO, 2 HRS DURING SEC TRADING; 01/2015-PRESENT, MAYOR'S PRAYER BREAKFAST, OVERLAND PARK, KS, NOT INVEST-RELATED, 501C3, VOLUNTEER, 1HR/MO, 1HR/MO DURING SEC TRADING HOURS. 05/2016-PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, OLATHE, KS, INSURANCE SALES, INVEST-RELATED, INSURANCE AGENT. 01/2015-PRESENT; OVERLAND PARK MAYOR'S PRAYER BREAKFAST COMMITTEE; OVERLAND PARK, KS; NOT INVESTMENT RELATED; 501C3; VOLUNTEER; 1HRS/MO; 1HR/MO DURING SECURITY TRADING HOURS. 08/2016-PRESENT; RJJJ GROUP COMPANY; OLATHE, KS; NOT INVESTMENT RELATED; S CORPORATION; OWNER; 0HRS/MO; 0HRS/MO DURING SECURITY TRADING HOURS. 10/2018-PRESENT; THE KEEPERS LEGACY, INC, PRAIRIE VILLAGE, KS, NOT INV RELATED, CORP, MEMBER AT LARGE; 4HRS/MO, 0HRS/MO DURING SEC TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-12 |
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