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Ross William Halsey

LPl Financial LLC

Overland Park, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-21
KS RA APPROVED 2021-07-21
MO RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

10740 Nall Ave; Ste 200, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers For W&R Insurance Agencies Olathe KS 05/2016 07/2021
Waddell & Reed, Inc Overland Park KS 05/2016 07/2021
Team Head Racquetball Tempe AZ 01/1995 07/2021
Mayor'S Prayer Breakfast Overland Park KS 01/2015 07/2021
Head/Penn Sports Inc Phoenix AZ 01/1995 04/2017
Overland Park Mayor'S Prayer Breakfast Committee Overland Park KS 01/2015 07/2021
Rjjj Group Company Olathe KS 08/2016 07/2021
The Keepers Legacy, Inc Prairie Village KS 10/2018 07/2021
Lpl Financial Llc Overland Park KS 07/2021 Present
  • 05/2016 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Olathe, KS
  • 05/2016 → 07/2021
    Waddell & Reed, Inc
    Overland Park, KS
  • 01/1995 → 07/2021
    Team Head Racquetball
    Tempe, AZ
  • 01/2015 → 07/2021
    Mayor'S Prayer Breakfast
    Overland Park, KS
  • 01/1995 → 04/2017
    Head/Penn Sports Inc
    Phoenix, AZ
  • 01/2015 → 07/2021
    Overland Park Mayor'S Prayer Breakfast Committee
    Overland Park, KS
  • 08/2016 → 07/2021
    Rjjj Group Company
    Olathe, KS
  • 10/2018 → 07/2021
    The Keepers Legacy, Inc
    Prairie Village, KS
  • 07/2021 → Present
    Overland Park, KS
Previous Registrations
  • 2016-06-06 → 2021-07-21
    Waddell & Reed
    Shawnee, KS
    Edmond, OK
    Overland Park, KS
Other Businesses

01/1995-PRESENT, TEAM HEAD RACQUETBALL, TEMPE, AZ, BRAND PROMOTION, NOT INVEST-RELATED, HEAD MARKETING COORDINATOR, 2 HRS/MO, 2 HRS DURING SEC TRADING; 01/2015-PRESENT, MAYOR'S PRAYER BREAKFAST, OVERLAND PARK, KS, NOT INVEST-RELATED, 501C3, VOLUNTEER, 1HR/MO, 1HR/MO DURING SEC TRADING HOURS. 05/2016-PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, OLATHE, KS, INSURANCE SALES, INVEST-RELATED, INSURANCE AGENT. 01/2015-PRESENT; OVERLAND PARK MAYOR'S PRAYER BREAKFAST COMMITTEE; OVERLAND PARK, KS; NOT INVESTMENT RELATED; 501C3; VOLUNTEER; 1HRS/MO; 1HR/MO DURING SECURITY TRADING HOURS. 08/2016-PRESENT; RJJJ GROUP COMPANY; OLATHE, KS; NOT INVESTMENT RELATED; S CORPORATION; OWNER; 0HRS/MO; 0HRS/MO DURING SECURITY TRADING HOURS. 10/2018-PRESENT; THE KEEPERS LEGACY, INC, PRAIRIE VILLAGE, KS, NOT INV RELATED, CORP, MEMBER AT LARGE; 4HRS/MO, 0HRS/MO DURING SEC TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-06
S63 Uniform Securities Agent State Law Examination 1999-11-12
  • S65 Uniform Investment Adviser Law Examination
    2016-06-06
  • S63 Uniform Securities Agent State Law Examination
    1999-11-12
Other Names
  • Rosco William Halsey

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