William Michael Beardsley

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 08/2018
  Lpl Financial Llc
  Park Ridge, IL
• 08/2018 → 06/2022
  Columbia Management Investment Distributors, Inc.
  Park Ridge, IL
• 08/2018 → 06/2022
  Columbia Management Investment Advisers, Llc
  Park Ridge, IL
• 06/2022 → Present
  Nuveen Securities, Llc
  Ridge, IL
• 06/2022 → Present
  Nuveen Asset Management Llc
  Ridge, IL

Previous Registrations

• 2018-08-20 → 2022-06-06
  Columbia Management Investment Advisers, Llc
  Ridge, IL
  Boston, MA
  Park Ridge, IL
• 2014-02-11 → 2018-09-11
  Lpl Financial Llc
  Park Ridge, IL
  San Diego, CA
• 2012-01-23 → 2014-07-22
  Morningstar Investment Management Llc
  Chicago, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-09-12
• S65 Uniform Investment Adviser Law Examination
  2012-01-20

Other Names

• William Micheal Beardsley
• William Michael Beardsley
• William M Beardsley