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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1996-11-14
  • TX RA
    APPROVED
    Since 1996-11-14

Branch Locations

5910 N Central Expy, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Inc Dallas TX 09/1995 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 09/1995 Present
Bank Of America,N.A. Dallas TX 06/2011 Present
Other Businesses

I*22617FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MCVEIGH FAMILY PROPERTIES I, LLCINVESTMENT RELATED: NO ADDRESS OF BUSINESS: DALLAS, TEXAS 75205NATURE OF BUSINESS: OTHER,LLC POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 10/20215 NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER I*: 373684 Entity Type: Entity Charitable Name of OBA: Sigma Phi Epsilon Fraternity Address: Richmond, VA Investment Related: No Position, Title, Association: Committee, Treasurer, Board Member Employee Start Date: 07/15/2017Number of Hours: 5 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: My role/responsibility as a National Board Member is to guide the organization's growth within our strategic plan and by-laws on a national level. I*: 2496372 Entity Type: Charitable Name of OBA: Every Avenue Address: Dallas, TX 75206 Investment Related: No Position, Title, Association: Board member Employee Start Date: 01/01/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Serving housing insecure and food insecure students from North Dallas High School. I serve on the board of Directors

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-06
S63 Uniform Securities Agent State Law Examination 1996-11-06
  • S65 Uniform Investment Adviser Law Examination
    1997-03-06
  • S63 Uniform Securities Agent State Law Examination
    1996-11-06
Other Names
  • Daniel W Mcveigh

View on SEC IAPD

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