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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1996-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Inc | Dallas | TX | 09/1995 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 09/1995 | Present |
| Bank Of America,N.A. | Dallas | TX | 06/2011 | Present |
I*22617FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MCVEIGH FAMILY PROPERTIES I, LLCINVESTMENT RELATED: NO ADDRESS OF BUSINESS: DALLAS, TEXAS 75205NATURE OF BUSINESS: OTHER,LLC POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 10/20215 NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER I*: 373684 Entity Type: Entity Charitable Name of OBA: Sigma Phi Epsilon Fraternity Address: Richmond, VA Investment Related: No Position, Title, Association: Committee, Treasurer, Board Member Employee Start Date: 07/15/2017Number of Hours: 5 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: My role/responsibility as a National Board Member is to guide the organization's growth within our strategic plan and by-laws on a national level. I*: 2496372 Entity Type: Charitable Name of OBA: Every Avenue Address: Dallas, TX 75206 Investment Related: No Position, Title, Association: Board member Employee Start Date: 01/01/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Serving housing insecure and food insecure students from North Dallas High School. I serve on the board of Directors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-06 |
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