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403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-05 |
| TN | RA | APPROVED | 2022-05-04 |
Branch Locations
9729 Cogdill Rd. Ste. 104, Knoxville, TN 37932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc. | Knoxville | TN | 11/2003 | 09/2020 |
| Securities America, Inc. | Knoxville | TN | 09/2020 | 05/2022 |
| Securities America Advisors | Knoxville | TN | 09/2020 | 05/2022 |
| Silver Oak Securities, Inc. | Knoxville | TN | 05/2022 | Present |
| Ssn Advisory, Inc. | Knoxville | TN | 12/2003 | 09/2020 |
1) FINRA Arbitrator,Is Investment Related,"9729 Cogdill Rd, Suite 104, Knoxville, TN, 37932, United States",FINRA Arbitrator,Arbitrator,2019-06-29,0 hours per month,0 hours per month during trading hours,Other Compensation,I completed the training but have never been called to act in this capacity. I believe all of my info is current and could be ready to participate in this process if needed. I have never received any compensation for this activity 2) Harriman Industrial Development Board,Is Not Investment Related,,Industrial Development Board,Treasurer,2012-12-15,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,keep track of deposits and expenses. Pay invoices Report on balances and activity at regular meetings Vote on issues related to the industrial board.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-15 |
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