Christopher Desmond Coles

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2016-03-10

OH RA
APPROVED

Since 2016-03-10

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Securities Inc	Dublin	OH	08/2003	Present

08/2003 → Present

Nationwide Securities Inc

Dublin, OH

Previous Registrations

2008-08-01 → 2016-03-21

Nationwide Securities, Llc

Columbus, OH

Columbus, OH

Newark, DE

Dublin, OH

Altamonte Springs, FL

Newark, DE

Charlotte, NC
2005-10-27 → 2008-08-01

1717 Capital Management Company

Dublin, OH

Altamonte Springs, FL

Newark, DE

Other Businesses

--Position: Adjunct Instructor Company/Employer: The American College Location: Columbus, OH Start Date: 12/17/2021 Hours Devoted Monthly: 7 Hours During Trading Hours: 0 Investment Related: No

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-12-27
S65	Uniform Investment Adviser Law Examination	2004-04-08

S63 Uniform Securities Agent State Law Examination

2004-12-27
S65 Uniform Investment Adviser Law Examination

2004-04-08

Designations

Chartered Financial Consultant

Other Names

Christopher D Coles

View on SEC IAPD