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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-12 |
| TX | RA | APPROVED | 2026-01-12 |
Branch Locations
1888 Century Park E, Floor 04, Los Angeles, CA 90067 • United States
270 Park Avenue 43Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rd Legal Capital, Llc | Cresskill | NJ | 04/2012 | 05/2017 |
| Turbine Asset Holdings Group Llc | New York | NY | 11/2019 | 08/2020 |
| Independent Consultant | New York | NY | 05/2017 | 09/2019 |
| First Republic Securities Company, Llc | Los Angeles | CA | 11/2022 | 10/2023 |
| First Republic Investment Management, Inc. | Los Angeles | CA | 02/2022 | Present |
| Sachs Capital Group Lp | Chicago | IL | 10/2020 | 02/2022 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-30 |
| S65 | Uniform Investment Adviser Law Examination | 2013-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-23 |
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