Michael Charles Seese

Current Employers

Employment History

• 03/2003 → 06/2017
  Lpl Financial Llc
  Parkersburg, WV
• 04/2003 → Present
  Commonwealth Financial Services, Llc
  Parkersburg, WV
• 06/2017 → 03/2023
  Securities America, Inc.
  Parkersburg, WV
• 06/2017 → 03/2023
  Arbor Point Advisors
  Parkersburg, WV

Previous Registrations

• 2017-06-08 → 2023-04-28
  Arbor Point Advisors
  Parkersburg, WV
  Parkersburg, WV
  Athens, OH
  Parkersburg, WV
• 2010-09-01 → 2017-07-06
  Commonwealth Financial Services, Llc
  Parkersburg, WV
• 2003-04-02 → 2011-12-21
  Lpl Financial Llc
  Parkersburg, WV
  Parkersburg, WV
  Parkersburg, WV
  Parkersburg, WV
  Parkersburg, WV
• 2000-01-11 → 2003-04-14
  Equitable Advisors, Llc
  Parkersburg, WV

Other Businesses

**TRUSTEE FOR PARENT TRUST -Trustee -Act in a Fiduciary Capacity INVEST RELATED Yes #HRS 1 -4/9/04 -586 Tally Ho Rd Parkersburg WV 26104 -Trustee for Parents Irrevocable Living Insurance Trust (ILIT) **ASC ENTERPRISES, LLC -Ownership Member -Ownership Member -8/14/14 -2000 1st Ave Parkersburg WV 26101 -Ownership Member. I would have revenue of about $50 to $150 a year based on current payout and dividend. This is a local Sports Recreation Center for kids/adults. I am just a member. **WVU AT PARKERSBURG FOUNDATION -Board Member -Non-Profit Board Member #HRS 2 -6/27/16 -300 Campus Dr Parkersburg WV 26104 -Board Member - Volunteer position that helps make decisions on the best use of funds of the foundation for the betterment of the WVU of Parkersburg college. Treasurer - I do not have access to funds. I can only approve checks to be written by the foundation office/staff. **Highland Capital -AGENT -Non Variable Insurance INVEST RELATED Yes #HRS 2 -3/27/03 -585 College Pkwy, Parkersburg WV 26104 -SELLINGFIXED ANNUITIES, LONG TERM CARE, GROUP AND INDIVIDUAL DISABILITY INCOME AND HEALTH, TERM WHOLE AND UNIVERSAL LIFE INSURANCE. **TALLY HO MANAGEMENT -Member -Commercial rental property - Current Office of Commonwealth Financial Services #HRS 5 -5/6/19 - 586 Tally Ho Rd Parkersburg WV 26104 - My wife and I own a building through our LLC, Tally Ho Management. This is the office of Commonwealth Financial Services. **FIRST EXCHANGE BANK -Board Member -asked to be on Board of directors for local bank (The First Exchange) Bank.https://www.firstexchangebank.com/ #HRS 6 SEC TRADE HRS 3 -1/1/20 -11 W Main St Mannington WV 26582 -I would be a member of the Board of Directors. I would attend monthly 1 hour meetings. During those meetings we would discuss and vote on decisions pertaining the banks operations. **DIRECTOR PHANTOM STOCK APPRECIATION PLAN -I am a director for the bank which is already disclosed. -First Exchange Bank - Director Phantom Stock Appreciation Plan #HRS 10 SEC TRADE HRS 4 -2/22/22 -586 Tally Ho Rd, Parkersburg WV 26104 -The bank will pay a bonus to Directors if the bank reaches it goals for the year. The $ is calculated based on your board fees x a %. All Directors receive the same .You do not receive compensation in the form of securities or common stock. The bonus is put in a fake or phantom stock account. The value of the fake stock rises and falls as the value of our stock changes. Example 20x0 you have $10,000 in cash fees and we meet our goals and you receive 25% of your cash fees in fake stock or 100 shares at $25.There is no vesting in actual stock or securities. The value of the stock is simply a means to measure your reward both annually and cumulatively with your reward changing with the value of our stock. The value of your account accrues or grows and is Taxable upon your separation from service It is vested at 100% where as management's vest over an extended period of time I am eligible for the plan effective 01/01/2022. I was just notified last week. The bank is just signing me up for the plan. **BOARD MEMBER--WEST VIRGINIA CENTRAL FEDERAL CREDIT UNION of Vienna, WV. Board members are responsible for setting policies, approving budgets, and helping to direct strategic planning. We evaluate operations and maintain financial performance standards for the credit union. We are also responsible for appointing the credit union's President/CEO, who reports directly to the Board. Position is nonprofit, unpaid, not performed during trading hours, and time commitment is 1 hour per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-19
• S63 Uniform Securities Agent State Law Examination
  1996-08-22

Designations