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Marilyn Elaine Osborne

Valic Financial Advisors, Inc.

Houston, TX

CRD 2789621

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-10
  • TX RA
    APPROVED
    Since 2014-07-10

Branch Locations

2929 Allen Parkway L3-20, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 05/2014 Present
Aig Capital Services Houston TX 03/2015 Present
  • 05/2014 → Present
    Valic Financial Advisors
    Houston, TX
  • 03/2015 → Present
    Aig Capital Services
    Houston, TX
Previous Registrations
  • 2012-05-14 → 2013-08-20
    Next Financial Group, Inc.
    Houston, TX
  • 2007-02-12 → 2010-07-02
    Houston, TX
  • 2006-08-16 → 2007-02-09
    American General Securities Incorporated
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-20
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S65 Uniform Investment Adviser Law Examination
    2002-09-20
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25

View on SEC IAPD

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